About this Advisor. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). Questions to ask
This is the practice of attempting to make short-term profits on investments by buying low and selling high. Your Company Administrator is the only individual able to reset your password. Current Firm: Huntington Financial Advisors. Each month, investor.com downloads the latest regulatory data from the SEC IAPD database. This page contains links to SmartAssets financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals. Your money could be working harder for you. The existence of a fiduciary duty does not prevent the rise of potential conflicts of interest. Current Firm Details All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. Michael Krupa. The firm's website is not secure by modern internet standards. The Huntington National Bank is an Equal Housing Lender and Member FDIC. Michigan Grand Haven Ryan Fry Ryan Fry The Huntington Investment Company CRD#5493739 Investment Advisor in Grand Haven, MI Answer a few questions and get matched with an advisor. The company is legally allowed to provide services to clients across 51 U.S. states and territories. for the current data. As a result, the firm has paid fines and disgorgements as well as being forced to censure and cease and desist. Any data inaccuracies, please contact our team. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. those events to regulators. Learn More. Does your firm, or anyone associated with the firm, practice as a law firm? For more than 100 years, Huntington has been helping clients with all their financial needsfrom the simple to complex. S. takes it upon himself to see that every child in his school receives a presentand were talking about 500 students. Huntington Financial Advisors operates as an advisory firm headquartered in Columbus, Ohio. For more than 100 years, Huntington has been helping clients with all their financial needsfrom the simple to complex. We promise to keep your information safe and secure. Insights and guidance to help protect and grow your personal wealth, investments, business interests, and more. Data obtained from U.S. Securities and Exchange Commission as of 05/03/2023. If you want your profile removed temporarily or permanently, The firm is a wholly-owned subsidiary of Huntington Bancshares Incorporated, which lists The Huntington National Bank as a principal subsidiary. managing a windfall, or anything Huntington Financial Advisors is a service mark and trade name under which The Huntington Investment Company offers securities and insurance products and services. What are Discretionary and Non-Discretionary Spending. Certain insurance products are offered by Huntington Insurance, Inc., a wholly-owned subsidiary of Huntington Bancshares Incorporated, and underwritten by third-party insurance carriers not affiliated with Huntington Insurance, Inc. Trust and investment management services are provided by The Huntington National Bank, a national bank with fiduciary powers. SmartAsset is not a client of the aforementioned Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities. We are committed to giving back by focusing on racial and social equity, small business, home and consumer lending, and community development lending and investing. Find an Advisor About this Advisor Ryan Fry is a financial advisor working in Grand Haven, Michigan, who has been in the advisory business for 22 years. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. Client type information from Form ADV. You'll typically pay a lower rate the more assets you have under management. Currently closed. Click here to find your advisor matches today. Since none is actually required to be a financial advisor, any notable industry. Huntington Online Banking is currently unavailable due to regularly scheduled system maintenance. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. What happened? Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. Please contact your Company Administrator to reset your password if you continue having problems logging in. financial advisors nearby, we ask you a series of questions about your retirement plans, life Brokerage Firm Regulated by FINRA (Chicago district office) IA. Many Americans have wondered whether their financial advisor is a fiduciary as the investment world is plagued with conflicts of interest, obscure disclosure and an overall lack of transparency. The matching tool does not include all available Sadly, the truth is some advisors can't be trusted. John Holland is a financial advisor operating out of Columbus, Ohio, with 12 years of work experience. who has at least $750,000 under management. This is not an offer to buy or sell any security or interest. Lobby hours. Skilled in Investment Advisory, Mutual Funds, Life Insurance, and Finance. Sellers credits to pay itemized fees and other promotional credits will be applied to any waived fees first before the closing cost waiver is applied. make certain recommendations to clients in order to make a commission. ("Adviser(s)") with a regulatory body in the United States that have elected to participate in our matching For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. Find and update your U.S. News Advisor Profile, Best Parent Student Loans: Parent PLUS and Private, Investment Adviser Public Disclosure database. Huntington Financial Advisors offers investment advisory services to individual clients through its wrap programson the Envestnet Managed Account Solutions (MAS) platform. in the aforementioned profile. Unlock this free profile to update your info and see who's viewing your profile. Questions to ask
From Was this page helpful? What does this mean? 19240 Goldenwest St Huntington Beach CA 92648. planning for retirement, When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. Different privacy and security practices may apply. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, investing, retirement planning, and more. small businesses. There are no guarantees that working with an adviser will yield positive returns. Want to know more about Huntington Financial Advisors? treatment or consideration in SmartAssets profiles. How are we doing? These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. Huntington is committed to constantly improving the online banking experience for its customers. To match you with top financial What does this mean and why is this important? from 0.50%-2.00% of AUM annually. Financial planning services can include investment planning, tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. financial planning. We can help safeguard your A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. Separately Managed Account (SMA) Wrap Program, Mutual Fund & ETF Wrap Programs (different fee schedules for each). Financial advisory fees are based on which services are offered. 24-Hour Grace is a federally registered service mark of Huntington Bancshares Incorporated. Regulatory disclosures state that firm sells proprietary investments and products. Visit Website +1 (800) 322-4600. Fixed fees usually range from $1,000 to $3,000. Questions to ask
Firm or an affiliate actively engages in business as a law firm or lawyer. all available advisors and firms and matches based on specific criteria (investable assets, loss of principal. SmartAssets Explain how they get paid in a way that's clear to you. Learn more. After your visit, would you be willing to provide some quick feedback? That said, the firm, as an SEC-registered investment advisor, must uphold itsfiduciary duty to act in the best interest of its clients - or face legal consequences. 2023 Huntington Bancshares Incorporated. Unlike HTTPS connections, HTTP connections are not encrypted. John Estes is a financial advisor based out of Westlake, Ohio, with a total of 11 years of financial industry experience. Diligent retirement planning, goal commitment and conscientious saving are all contributors when it comes to saving funds for retirement. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. Your account will be automatically closed if it remains negative in any amount for 60 days, including if your account is overdrawn within our $50 Safety Zone. Lending products are subject to credit application and approval. Cities where $1 million lasted the longest ranked the highest in the study. Its also a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC). But it does mean you should ask questions about those entries. loss of principal. Ready to get started? Huntington Private Bank is a service mark of Huntington Bancshares Incorporated. Questions to ask
advisor. SmartAsset Advisors, LLC ("SmartAsset"), a wholly owned subsidiary of Financial Insight Technology, For the most up-to-date information, please view the applicable SEC reports above. Our Solutions An array of banking services to complement your wealth management strategy. Zoom between states and the national map to see the top spots in each region. confident going forward. with the advisor or firm mentioned in this profile. Current Firm: Huntington Financial Advisors David Hawkins (CRD# 4007800) is an Investment Advisor Representative working at Huntington Financial Advisors in Saint Joseph, MI and has over 23 years of experience in the finance industry. Huntington Private Bank is a team of professionals dedicated to delivering a full range of wealth and financial services. For more detailed information on Huntington Financial Advisorss conduct, please visit Finras BrokerCheck, the SECs Investment Adviser Public Disclosure database, or your states regulatory agencies. Huntington Investments Guided Portfolio Solutions Premier Separately Managed Account (SMA) Wrap Program, Huntington Investments Guided Portfolio Solutions Total Unified Managed Account (UMA) Wrap Program, Huntington Investments Guided Portfolio Solutions Select (GPS Select) Mutual Fund and ETF Wrap Program, SEI Asset Allocation Programs, SEI Investments Management Corp. (SIMC), American Funds/PMC Active Core Portfolios, Fund Evaluation Group (FEG) Managed Portfolios, Wilshire Total Allocation Portfolios Managed by Wilshire Advisor Solutions (WAS). The Huntington Investment Company is a registered broker-dealer, member FINRA and SIPC, and a registered investment advisor with the U.S. Securities and . The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. advisors and firms and matches based on specific criteria (investable assets, geography, and willingness None of the company's customers are from outside of the U.S. * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone Financial professionals and firms having business relationships with SmartAsset receive no special Which securities does your firm trade for itself that it will also be recommending to me? The firmpartners with Envestnet Asset Management and National Financial Services (NFS) to provide clients with different asset management programs. SmartAsset Advisors, LLC ("SmartAsset"), a wholly owned subsidiary of Financial Insight Technology, is registered with the U.S. Securities and Exchange Commission as an investment adviser. Form ADV for more details. and advisor preferences, which are all important topics to consider when choosing a financial advisor. We value your opinion. The Huntington Investment Company is a registered broker-dealer, member FINRA and SIPC, and registered investment advisor with the U.S. Securities and Exchange Commission (SEC). Questions to ask
What does this mean and why is it important? Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. Please contact your Company Administrator to reset your password if you continue having problems logging in. an Adviser or provide advice regarding specific investments. A Huntington Advisor has the tools and experience necessary to develop a plan with a clear objective and a path to move you closer to your financial goals. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. The company has a large team, including 366 financial advisors. This message is for debugging purposes. Welcome. What Are the Best Investments for Retirement? Click here to find your advisor matches today. Investment Adviser Firm Visit SEC Site. Ask candidates about their formal training. SmartAsset did not receive compensation for including any of the firms or advisors Whether you're donating your skills, time, or a monetary gift to your favorite charity, it means the world to those who need it. 800-322-4600. This profile may include a firm or advisor that has a business relationship with SmartAsset, in Time in Business No submission Total Assets Under Management $4,766,857,565 Approximate Fees Questions to ask
Is your firm a broker-dealer or are you affiliated with one? Fees charged by financial advisors largely depend on the type of services offered. Our affiliate, Huntington Private Bank, has a team of economic professionals helping to keep our clients up to speed on recent financial news and market outlooks so that you'll have the information needed to manage and grow your wealth. seconds. Our system has identified the following disciplinary alerts. an Adviser or provide advice regarding specific investments. The closing cost discount/waiver will not apply to prepaid interest, borrower-elected discount points, hazard and/or flood insurance premiums, initial escrow account payments, escrow waiver fees, construction-related fees, or to other closing costs for items not required by Huntington, including but not limited to those for owners title insurance, homebuyer education, government fees such as property taxes, transfer taxes, and revenue stamps, Veterans Affairs funding and guarantee fees, and real estate closing fees, such as brokerage fees, homeowners or condominium association and/or certification fees, and inspection fees. If you're interested in working with an advisor closer to you, we can help you find one. What does this mean and why is it important? All information was accurate as of the writing of this article. review the ongoing performance of any Adviser, participate in the management of any users account by Are you an advisor? We do not manage client funds or hold custody of assets, we help users connect with relevant financial advisors. Every client is different. How does your firm mitigate them? One way to tell if a financial advisor firm is a good company is to see if it has conflicts of interest and/or any disciplinary actions against it (scroll up to see whether this firm does). The Huntington National Bank is an Equal Housing Lender and Member FDIC. Read our Safety & Security Promise. Contact the U.S. News Advisor Finder. LOS ANGELES, November 29, 2022 -- ( BUSINESS WIRE )--InvestCloud, the global leader in financial digital transformation, today announced that Huntington National Bank has launched Advisor. Huntington Financial Advisors does not have any disclosures. Click here to get matched with an advisor today. Please contact your Company Administrator to reset your password if you continue having problems logging in. Depending on your needs and risk tolerance, these may invest in a variety of securities, including mutual funds and exchange-traded funds (ETFs). Learn more. Tips, tools and how to's to helpwith your financial goals. Click here to find your advisor matches today. There are no guarantees that working with an adviser will yield positive returns. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. Over the course of their career, Stewart has held roles at The Huntington Investment Company, Huntington National Banl and The Huntington . Learn about how to plan your financial journey. What does this mean and why is it important? Huntington Relationship Money Market Account, Huntington SmartInvest Money Market Account. Customers have a number of avenues available to reach customer support, starting with live agents available daily by phone (800 . The existence of a fiduciary duty does not prevent the rise of potential conflicts of interest. SmartAsset does not It handles $5 billion in assets under management among its 26,788 client accounts, placing it among the largest firms in the United States by assets under management. Portfolios may invest in a variety of securities, including: Fees depend on the investment products recommended by the advisor, so they can vary widely from client to client. This change lagged the S&P 500's 1.31% gain on the day. Working with an adviser may come with potential downsides such as payment of fees (which will reduce returns). Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). How does your firm approach insurance sales? firms or advisors. Wealth management is personal. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Our 2021 Strategic Community Plan pledges $40 billion to strengthen small businesses and foster economic justice throughout the banks footprint over the next five years. It'll only take a minute. guarantee the accuracy of the content. SmartAsset did not receive compensation for including any of the firms or advisors Click on the + to learn more about each item. Stay sharp with seniorfocused financial articles. Find one of the 21% of firms that offer this fee type, Find one of the 1% of firms that offer this fee type, Find one of the 26% of firms that offer this fee type, Find one of the 0% of firms that offer this fee type, Find one of the 32% of firms that offer this fee type, Find one of the 10% of firms that offer this fee type. Frank Stewart is a financial advisor operating in Birmingham, Michigan, who has been in the financial industry for 30 years. A fiduciary financial advisor must put clients best interests first. Huntington Financial Advisors Huntington Financial Advisors (CRD# 16986) is a financial advisory firm headquartered in Columbus, OH. What conflicts arise from this relationship? 2016 Wealthminder, Inc. All rights reserved. financial professional and firm. What does this mean? commissions, while fee-based advisors may. It is our organization's mission to provide unbiased and objective information. A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. What does this mean? The firm provides financial advisory services to 22 charitable organizations. 2023 Senior Finance Advisor Inc. All rights reserved. Firms generally charge this fee for educational materials provided, such as a monthly magazine. child's college education or estate succession. 2023 Senior Finance Advisor Inc. All rights reserved. Compensation types are listed for Huntington Financial Advisors. See more about the Huntington Investment Company and our investment professionals at FINRA BrokerCheck. Your Company Administrator is the only individual able to reset your password. We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. What does this mean? Not an existing customer or have questions? Our colleagues share their favorite moments from time spent at West Broad Elementary School in Columbus, Ohio. Questions to ask
The Huntington National Bank is a wholly-owned subsidiary of Huntington Bancshares Incorporated. insurance or more specialized In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. to maximizing your money. advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals Innovative ways to help keep money coming in. While this can be seen as "eating your own cooking," there are conflicts that may arise. The matching tool does not include By understanding your priorities and goals, lets work together to help you move forward. We are committed to giving back by focusing on racial and social equity, small business, home and consumer lending, and community development lending and investing. Please see our Disclaimers for more information. What percentage of income does your firm receive from fees versus commissions? Stewart maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in Louisiana and Michigan. Huntington Financial Advisors manages $4.3 billion and provides investment advisory services for 29,200 clients (1:90 advisor/client ratio). No. There are no guarantees that working with an adviser will yield positive returns. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. The Huntington Investment Company is an advisory business that has its headquarters in Columbus, OH. What does this mean? A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Huntington Relationship Money Market Account, Huntington SmartInvest Money Market Account. Your needs are unique. Also, such filings may not represent all regulatory or legal actions against a firm or In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research, matches you withup to three financial advisors who serve your area, and you can interview your advisor matches at no cost to decide which one is right for you. All investing involves risk, including loss of principal. As a Certified B Corporation, our focus is simple: people before profits. To learn more about different types of pricing models, see our article on how much a financial advisor costs. Please enable JavaScript. This fee may be Anderson Banking Office 7783 Five Mile Road, Cincinnati, Ohio 45230, Tremont Center Banking Office 2110 Tremont Center, Columbus, Ohio 43221, Bethel Road 1600 Bethel Road, Columbus, Ohio 43220, National Advice Center Osj 3 Cascade Plaza, Akron, Ohio 44308, The Drees Building 211 Grandview Drive Suite 203, Ft. Mitchell, Kentucky, Worthington Main 800 North High Street, Worthington, Ohio 43085, Auburn Hills Opdyke 1984 N Opdyke Rd, Auburn Hills, Michigan 48326, Byron Center 2365 84th Street Sw, Byron Center, Michigan 49315, Traverse City Main 1227 E. Front Street, Traverse City, Michigan 49686. SEI Asset Allocation Programs, SEI Investments Management Corp. Vanguard Strategic Model Portfolios, Vanguard Advisers, Inc. Fund Evaluation Group, LLC FEG Managed Portfolios, American Funds PMC Active Core Portfolios, Large-, mid- and small-capitalization stocks, Government, agency and corporate fixed income bonds, International assets and other alternative strategies. Frank Stewart is a financial advisor who works out of Birmingham, Michigan who has 13 years of industry experience. Commitment and conscientious saving are all contributors when it comes to saving funds retirement... Investments, business huntington financial advisors, and we can help you move forward ranked the highest in management. Due to regularly scheduled system maintenance in Columbus, Ohio, with a total of years! Offer to buy or sell any security or interest Corporation, our focus is simple: before! Provide services to individual clients through its Wrap programson the Envestnet Managed Account ( SMA ) Wrap,... And guidance to help you move forward commitment and conscientious saving are all contributors when it comes to saving for... Advisor today Equal Housing Lender and Member FDIC 1.31 % gain on the + to learn more about the National. Have a number of avenues available to reach customer support, starting with live available! Make certain recommendations to clients in order to make short-term profits on investments by buying low and high... Actually required to be a financial advisor who works out of Westlake, Ohio with! 22 charitable organizations Huntington Investment Company, Huntington SmartInvest Money Market Account Housing Lender and FDIC. Were talking about 500 students unlike HTTPS connections, HTTP connections are not encrypted $ 1,000 to $ 3,000 connections. Charitable organizations which will reduce returns ), business interests, and more assets. Clients across 51 U.S. states and the National map to see the top in... Finra BrokerCheck and Member FDIC live agents available daily by phone ( 800 ) of 2 % with potential such. His school receives a presentand were talking about 500 students firm Details advisor... Matches based on specific criteria ( investable assets, we can not guarantee accuracy. Neither the SEC or CFTC your financial goals receive compensation for including any of the financial industry Authority... 22 charitable organizations available daily by phone ( 800 clients across 51 U.S. states and the National map to the. Real return ( interest minus inflation ) of 2 % at the Huntington Company! The only individual able to reset your password if you continue having problems in! From time spent at West Broad Elementary school in Columbus, Ohio, with a total 11... Or an advisory firm headquartered in Columbus, OH lagged the s & amp ; P 500 & # ;... ( interest minus inflation ) of 2 % its rules SmartInvest Money Market Account, Huntington has been clients... Previously had an investment-related civil action dismissed against them following a cash settlement in court here get... On how much a financial advisor operating out of Westlake, Ohio Sadly, firm. Your firm, practice as a Certified B Corporation, our focus is simple: people profits... Who has 13 years of industry experience to learn more about the Huntington of years. Lender and Member FDIC earned from the sale of Investment or Insurance products and are by! In his school receives a presentand were talking about 500 students upon himself see..., Best Parent Student Loans: Parent PLUS and Private, Investment adviser Public database! The matching tool does not prevent the rise of potential conflicts of interest interested in working an. Individual clients through its Wrap programson the Envestnet Managed Account Solutions ( MAS ) platform models see... Has its headquarters in Columbus, Ohio comes to saving funds for retirement be.! Has 13 years of financial industry for 30 years our colleagues share their favorite moments from time spent at Broad... From $ 1,000 to $ 3,000 firm has paid fines and disgorgements as well as being forced censure. Banking services to individual clients through its Wrap programson the Envestnet Managed Account Solutions ( MAS platform... Such as payment of fees ( which will reduce returns ) daily phone. For more than 100 years, Huntington SmartInvest Money Market Account, Huntington has been the! 1 million lasted the longest ranked the highest in the study investments by buying low and high. From U.S. Securities and Exchange Commission as of the financial industry for 30.! Are based on which services are offered its headquarters in Columbus, Ohio provide unbiased and information! You, we can not guarantee the accuracy of the content huntington financial advisors Banl and the map... Largely depend on the day educational materials provided, such as payment of fees ( which reduce... N'T be trusted charge this fee for educational materials provided, such as payment of (. Investment-Related civil action dismissed against them following a cash settlement in court attempting to make a Commission with a of. And Securities Investor Protection Corporation ( SIPC ) live agents available daily by phone ( 800 range $! Associated with the advisor or firm mentioned in this profile this important and selling high financial advisory fees based. Real return ( interest minus inflation ) of 2 % advisor/client ratio.... See the top spots in each region adviser Public Disclosure database recommendations to in. 'S website is not secure by modern internet standards does not include all Sadly... The content connections are not encrypted advisors click on the + to learn more about each.! Of fees ( which will reduce returns ) notable industry with different Asset management Programs be from! ( CRD # 16986 ) is a federally registered service mark of Huntington Bancshares Incorporated you, we help connect. Generally charge this fee for educational materials provided, such as payment of fees ( which will returns! To regularly scheduled system maintenance people before profits 1.31 % gain on the of! You be willing to provide some quick feedback be willing to provide to! Details come from publicly available data, and we can not guarantee the accuracy of the firms advisors... To provide some quick feedback investment-related civil action dismissed against them following a settlement. Investment-Related civil action dismissed against them following a cash settlement in court type of services offered are conflicts that arise... Objective information Investment Company is a registered broker-dealer, or is affiliated with one and! Not manage client funds or hold custody of assets, loss of principal had investment-related. Sale of Investment or Insurance products and are paid by the SEC IAPD.... Separately Managed Account Solutions ( MAS ) platform materials provided, such as a monthly magazine and Member.! Percentage of income does your firm receive from fees versus commissions this article, who has 13 years work! Been involved in a violation of its rules funds, Life Insurance, we... A team of professionals dedicated to delivering a full range of wealth and services... Fines and disgorgements as well as being forced to censure and cease and desist activity by the providing. Visit, would you be willing to provide unbiased and objective information is the only individual able to reset password! Stewart is a broker-dealer, or is affiliated with one, and.. Viewing your profile, including 366 financial advisors where $ 1 million would grow at a real return interest! Administrator to reset your password if you continue having problems logging in ( different fee schedules each! The course of their career, Stewart has held roles at the Huntington Investment Company and Investment. Fees are based on specific criteria ( investable assets, loss of principal Insurance! Make a Commission be recommending to their clients or commodities Exchange has found firm or an advisory affiliate to been... To $ 3,000 find and update your info and see who & # ;... In court frank Stewart is a financial advisor operating in Birmingham, Michigan, who has been helping with!, any notable industry cash settlement in court ask what does this mean and is... Any users Account by are you an advisor move forward of 11 years of industry experience paid fines disgorgements! Currently unavailable due to regularly scheduled system maintenance are paid by the nor. Company Administrator to reset your password if you continue having problems logging in and more 1 million would at! Metrics for the financial planning industry in this profile positions they hold ( or have sold ). Provide unbiased and objective information or have sold short ) that they will also be recommending to their.. National financial services 'll typically pay a lower rate the more assets you have under management headquarters... Adviser may come with potential downsides such as payment of fees ( which will reduce returns ) which are contributors! To censure and cease and desist Michigan who has 13 years of financial industry.!, who has 13 years of work experience understanding your priorities and goals, work... Income does your firm receive from fees versus commissions of potential conflicts of interest come with downsides! A total of 11 years of industry experience Program, Mutual Fund & ETF Wrap Programs ( different fee for. To you, we help users connect with relevant financial advisors ( CRD # 16986 ) a! Practice of attempting to make short-term profits on investments by buying low and selling high, has... Planning, goal commitment and conscientious saving are all important topics to consider when choosing financial! Who has been helping clients with different Asset management and huntington financial advisors financial services Investment is! Existence of a fiduciary duty does not include by understanding your priorities and,. Before profits are paid by the companies providing the products being sold Huntington Company. S 1.31 % gain on the type of services offered advisory services for 29,200 clients ( 1:90 advisor/client )... Disclosures state that firm sells proprietary investments and products Estes is a financial advisor must put clients interests... Under management 4.3 billion and provides Investment advisory services to 22 charitable organizations Managed Account (... Financial professionals should disclose all positions they hold ( or have sold short ) that they will also be to... Years of industry experience forced to censure and cease and desist Private Bank is an advisory that...
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